Work through the official material, section by section.
The agent's fiduciary and statutory duties, standards of conduct, conflict of interest, and the obligation to act in the client's best interest.
Material disclosure obligations, replacement notices, needs analysis documentation, PIPEDA and provincial privacy legislation, and client consent.
Licensing requirements, regulatory bodies (FSRA, AMF, CISRO), market conduct rules, anti-money laundering obligations, and consequences of non-compliance.
Fast-scan summary of high-frequency testable facts for the LLQP Ethics and Professional Practice exam.
Not affiliated with CISRO, the AMF, FSRA, or any provincial or territorial insurance regulator. "LLQP" and "PQAP" are used for identification only.